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Regulatory Services Officer - Nanjing


Nanjing, CN

For our office in Nanjing, we are looking for an experienced KYC/Compliance professional within our Regulatory Services department. We offer a young, dynamic, and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career.


Job Description:


  • Liaising with investors to obtain KYC files and identifying risks and outstanding documents before submission for approval;
  • Follow up KYC missing information with the investors;
  • Maintain and monitor the AML policies and procedures of the funds;
  • Undertake the required regular testing of the application of the fund’s AML policies and procedures;
  • Be able to identify suspicious activities or transactions in fund’s operations and report it to the Board of the funds;
  • Issue a quarterly compliance report;
  • Liaise and be able to answer to the requests of external stakeholders such as auditors and regulators;
  • Be the main point of contact with the regulator;
  • Maintain logs; Politically Exposed Persons (PEPs) log, rejected investors log, Suspicious Transactions Log...;
  • Assisting in the FATCA/CRS reporting and internal queries.


Your Profile:


  • You hold a degree in Law, Finance or Economics;
  • You have between 3 and 5 years’ experience in AML / KYC;
  • You have knowledge on Cayman’s AML/KYC regulations or;
  • You already act as Compliance officer, Money Laundering reporting officer for a regulated entity such as Bank or Management Company;
  • Experience with FATCA and CRS will be considered a distinct advantage;
  • You have very good knowledge of Windows 7 and Microsoft Office 2013, especially in Excel;
  • You are fluent in English and Mandarin (Fluency in Cantonese will be considered an advantage);
  • You are results-oriented person and aware of the risk management;
  • You combine a large autonomy with the necessary attention to detail;
  • You are autonomous, have strong organisational skills and abilities to adapt, you have excellent listening skills and interpersonal skills;
  • You also possess the highest personal and professional integrity.