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Junior Compliance Officer for our Management Company - Luxembourg


Luxembourg, LU


As member of the Compliance Function, you will assist the Compliance Officer of the Company. You will be involved in the following tasks:


  • Conduct activities to identify, assess and mitigate compliance risks
  • Contribute to the development of a Compliance framework and culture
  • Follow the new legislation and regulations in Luxembourg and adapt the existing procedures and policies
  • Provide support to the business lines and operations teams with explanations, recommendations and trainings on their functions
  • Reinforce the internal governance and reporting lines of the Company by the way of summary reports and analysis
  • Conduct the ongoing monitoring of the delegated AML functions, being the key contact with the Registrar and Transfer Agents
  • Perform AML reviews including ML/FT risk assessments on the assets side/investments of the funds, assessment of fund initiators and preparation of CAC meetings
  • The Compliance Officer will be the POC with the FIU and registered on the GoAML portal



  • 1-2 years’ first experience within Compliance in the fund industry or other professional experience in the fund industry, e.g. in a ManCo or fund or an auditing firm providing support to a ManCo or fund
  • You have a good knowledge of the organisation and activity of UCITS Management Companies and AIFM
  • You are familiar with the legal and regulatory framework which applies on the Management Company, particularly the CSSF Circular 18/698 and, ideally, also on Luxembourg and EU AML regulatory framework
  • You are able to engage good working relationships with a range of stakeholders including clients, investors and external service providers
  • You have a professional level of English (spoken and written), French is considered as an asset, any additional language is a plus
  • You have excellent analytical, organisational and reporting skills, and written communication skills. You are proactive, learn quickly and strive for results