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Compliance Senior Officer

Location: 

Cork, IE

 

We are looking for an experienced compliance officer to join our growing team in Ireland.

 

Independent and possessing more than fourteen years' experience in its field, Alter Domus has become a leader in corporate and management services for private equity & infrastructure and real estate funds as well as listed and unlisted companies.

Our staff of over 2,200 people also provides fund administration and financial reporting services. We mentor and develop our employees’ technical knowledge and practical skills. We also champion commitment and a customer-oriented mind-set.

 

We offer a young, dynamic, and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career.

 

 

 

JOB DESCRIPTION:

 

  • Ensure that Alter Domus are compliant with relevant legislation and regulatory codes;
  • Review of the KYC files for new clients of Alter Domus.  Identification of main issues and follow up missing information in line with group processes and procedures;
  • Review of KYC files for existing clients of Alter Domus;
  • Review KYC on High-Risk investors when escalated to compliance or during periodic review;
  • Identify the main risks in relation with the monitoring of existing clients;
  • Maintaining all registers such as Conflicts of interest, reportable events, complaints from clients, etc.;
  • Assist Compliance Manager in following up of audit recommendations both internal and external;
  • Reviewing compliance policies and procedures;
  • Providing qualitative compliance advice to the business;
  • Assist Compliance Manager with regulatory reporting requirements;
  • Assist Compliance Manager with periodic reports to senior management of Alter Domus Group and Board of Directors;
  • Management and follow-up of KYC screening of alerts generated by Pythagoras/UBO database for clients of Alter Domus;
  • Undertake compliance monitoring programme.
     

 

YOUR PROFILE:

 

  • You will preferably hold a degree in a legal, business or financial discipline;
  • You are aiming to study towards a professional qualification e.g. LCOI, etc.;
  • You are ambitious with a high level of energy and commitment;
  • You possess team spirit, a capacity to build strong relationships and take initiative to act without waiting for direction when appropriate;
  • You have the ability to successfully manage multiple projects and priorities while still meeting deadlines;
  • You possess a commitment to advocate and adopt a strong compliance culture within the organisation;
  • You will have a high level of IT literacy with good Excel and Word skills;
  • You will have a minimum of 4 years’ experience working in a financial services business.
     

 

 

Alter Domus is an Equal Opportunities employer.